Compliance that protects your customers, supports your ambitions and fits the reality of your organisation.
We specialise in helping smaller and growing businesses build strong, proportionate compliance foundations. Our work is grounded in practicality, clarity and a deep understanding of what early‑stage and scaling organisations actually need to stay safe, compliant and confident.
Many firms don’t have the resources for large compliance teams or complex frameworks — and they shouldn’t need them. We provide senior expertise that’s accessible, right‑sized and tailored to your business model, risk profile and stage of growth.

Supporting Your Business
Whether you need ongoing support, project expertise or independent advise, we provide practical solutions tailored to your needs.

Regulatory Compliance Advisory
Helping firms establish and maintain proportionate compliance arrangements. Read more

Financial Crime Advisory
Fractional MLRO services, financial crime risk assessments, governance, and MLRO support.
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SMCR & Senior Manager Support
SMF applications, accountability frameworks, Fitness & Propriety, Conduct Rules and governance effectiveness.
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Data Protection
Fractional DPO services, UK GDPR compliance, privacy governance, breaches, DPIAs and regulatory engagement.
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Regulatory Authorisations and Permissions
Supporting firms seeking FCA authorisation, regulatory permissions, variations of permission and other regulatory approvals. Read more

Training & Mentoring
Support for Boards, Senior Managers, Heads of Compliance, MLROs and DPOs through training, coaching, and professional development. Read more
Let’s Work Together
Compliance that protects your customers, supports your ambitions and fits the reality of your organisation.
We specialise in helping smaller and growing businesses build strong, proportionate compliance foundations. Our work is grounded in practicality, clarity and a deep understanding of what early‑stage and scaling organisations actually need to stay safe, compliant and confident.
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© Smart Risk and Compliance Ltd | Company Number: 17134117 | VAT: 524 7639 72
